Direct Edge

Results: 492



#Item
371Self-regulatory organizations / Financial economics / Investment / Financial markets / 73rd United States Congress / Securities Exchange Act / Direct Edge / Regulation NMS / National market system plan / Economy of the United States / United States securities law / United States Securities and Exchange Commission

Microsoft Word[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-09-07 13:51:27
372Direct Edge / Market maker / Market liquidity / Order / Financial markets / Stock market / NYSE Arca

SR-EDGA[removed]Page 14 of 20 EXHIBIT 5 Additions underlined Deletions [bracketed]

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Source URL: www.sec.gov

Language: English - Date: 2012-06-08 12:20:27
373Direct Edge / BATS Global Markets

SR-EDGA[removed]Exhibit 5J Page 494 of 496 Exhibit 5J

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Source URL: www.sec.gov

Language: English - Date: 2013-12-12 13:22:05
374Economy of the United States / New York Stock Exchange / New York City / International Securities Exchange / NYSE Arca / Direct Edge / Financial services / Netherlands Authority for the Financial Markets / NYSE Euronext / Euronext / Deutsche Börse

Microsoft Word - EDGA[removed]Exhibit 5.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-10-17 13:31:51
375Finance / Financial markets / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Direct Edge / U.S. Securities and Exchange Commission / Self-regulatory organization / Broker-dealer / Financial economics / Financial system / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]May 21, 2013 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the EDGX Exchange,

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Source URL: www.sec.gov

Language: English - Date: 2013-05-21 18:47:04
376Direct Edge / Fee / Securities Exchange Act / Chicago Stock Exchange / Business / United States securities law / Self-regulatory organizations / Economy of the United States

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGX Fee Schedule to establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee

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Source URL: www.sec.gov

Language: English - Date: 2011-08-25 17:59:31
377NYSE Arca / United States / Securities Exchange Act / Rebate / New York Stock Exchange / U.S. Securities and Exchange Commission / NASDAQ / Economy of the United States / Direct Edge / Business

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule

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Source URL: www.sec.gov

Language: English - Date: 2011-11-07 10:18:12
378Direct Edge / Order / Market liquidity / Financial markets / Stock market / NYSE Arca

SR-EDGA[removed]Page 22 of 27 EXHIBIT 5 Additions underlined Deletions [bracketed] EDGA Exchange Fee Schedule – Effective [September 7] October 1, 2012

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Source URL: www.sec.gov

Language: English - Date: 2012-10-05 13:08:54
379Financial markets / Finance / Direct Edge / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / Broker-dealer / Financial economics / Financial system / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]May 21, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the EDGA Exchange

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Source URL: www.sec.gov

Language: English - Date: 2013-05-21 18:46:30
380Legal entities / Law / Business law / Corporation / Direct Edge / Electronic voting / Structure / Business / Mergers and acquisitions / Corporations law

Exhibit 5A Note: All text is new. RESOLUTIONS OF THE BOARD OF DIRECTORS OF BATS GLOBAL MARKETS, INC. November 25, 2013

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Source URL: www.sec.gov

Language: English - Date: 2013-12-06 17:05:31
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